[Politech] Michael Geist's defense of Canada's data collection law [priv]

From: Declan McCullagh (declan@private)
Date: Sat Jan 24 2004 - 09:45:41 PST

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    ---
    
    I'm not familiar with the details of Canada's law, but here is an argument 
    for privacy-federalism in the U.S., and I presume the principles would be 
    the same:
    http://www.politechbot.com/p-01687.html
    -Declan
    
    ---
    
    Date: Mon, 19 Jan 2004 08:53:28 -0500
    To: Declan McCullagh <declan@private>
    From: Michael Geist <mgeist@private>
    Subject: In Defense of Canada's Privacy Law
    
    Declan,
    
    Of possible interest to Politech -- my regular Toronto Star Law Bytes 
    column takes on the recent rise of criticism of PIPEDA, Canada's federal 
    privacy  legislation, which has been recently labelled a multi-dimensional 
    mess by critics.  The column argues that  replacing the single federal 
    standard with potentially  competing provincial laws would be bad for 
    business, privacy  enforcement, and relations with the European Union.  The 
    column also examines the issues at the heart of the recent  Quebec 
    challenge of the law's constitutionality.
    
    Column is online at
    <http://shorl.com/dukuhagytrasu> [Toronto Star]
    
    MG
    
    Fighting privacy law questionable
    Toronto Star - Law Bytes
    
    In a year of headline-grabbing privacy developments in Canada, the Quebec 
    government saved the best for last. On Dec. 17, just days before Canada's 
    national privacy law, the Personal Information Protection and Electronic 
    Documents Act (PIPEDA), was scheduled to take full effect, the Quebec 
    government initiated a constitutional challenge that threatens the law's 
    very existence. That challenge will likely kick off before the Quebec Court 
    of Appeal early in 2004 and make its way up to the Canadian Supreme Court 
    either very late this year or early in 2005.
    
    Critics of the privacy statute have used the constitutional challenge to 
    increase the volume of their dire warnings. In the words of skeptics, 
    PIPEDA is a "tax," a "multi-dimensional mess," "unhinged," "vague," 
    "ungainly" and now "constitutionally suspect." What the critics don't say 
    is that the alternatives breed even greater business uncertainty, create 
    the prospect for a data trade war with the European Union and simply don't 
    make sense in an era where provincial boundaries are largely irrelevant to 
    most commercial transactions.
    
    While critics often claim that the privacy law creates uncertainty within 
    the business community, the truth is that a diverse collection of 
    provincial privacy statutes would create a far more complex - and more 
    expensive - legislative framework. Businesses of all sizes that shudder at 
    the prospect of complying with a single privacy law, should consider the 
    chaos of a framework featuring up
    to a dozen potentially conflicting privacy statutes.
    
    The United States has long recognized the danger of multiple competing laws 
    addressing the same issue by adopting the doctrine of pre-emption to cut 
    off conflicting state laws with a single federal standard. For example, the 
    recent decision by the U.S. Congress to pass anti-spam legislation was 
    heavily influenced by the dozens of state anti-spam statutes. After 
    California passed a state anti-spam law with far more onerous obligations 
    than those found elsewhere, Congress was urged to set a national standard 
    and pre-empt California's statute.
    
    A world where a typical consumer transaction may involve a product 
    originating in British Columbia, a retailer in Alberta, a credit-card 
    provider based in Ontario, a call centre in New Brunswick, and an order 
    fulfillment provider in Quebec, recognizes that personal data traverse 
    provincial boundaries with ease. Arguing that local businesses will 
    struggle to comply with PIPEDA misses the larger point: the alternative 
    would burden those same businesses with multiple provincial standards.
    
    Critics of PIPEDA also claim that the federal statute lacks effective 
    enforcement powers. While I too have argued that better enforcement is 
    needed, a move toward multiple provincial privacy laws would actually 
    exacerbate the enforcement problem. Quebec's private sector privacy law has 
    been in place for
    many years, yet there has been little discussion about the need for 
    businesses operating in Quebec to comply since the reach of provincial 
    privacy commissioners is far more limited than that of a federal commissioner.
    
    By establishing a national privacy minimum but enabling provinces to enact 
    their own "substantially similar" legislation, PIPEDA establishes an 
    appropriate compromise between the interests of the federal and provincial 
    governments. Moreover, it creates regulatory efficiencies by allowing 
    businesses to address privacy compliance through a single national standard.
    
    A finding that PIPEDA is unconstitutional would also set off a costly chain 
    reaction from the European Union. The EU was an early privacy-law leader, 
    establishing comprehensive privacy protections throughout Europe in the 
    mid-1990s. The EU sought to extend those protections outside Europe by 
    blocking the transfer of personal information to any non-EU member state 
    that did not
    establish "adequate" privacy protections.
    
    PIPEDA received the EU's seal of approval in 2002, thereby removing the 
    threat of data blockages between Canada and European countries.
    
    If PIPEDA is now found unconstitutional, the EU's approval will be lost. 
    Each individual province will be forced to obtain its own adequacy finding, 
    resulting in a regulatory nightmare that could leave some foreign 
    businesses wondering whether the Canadian market was worth the additional 
    compliance costs.
    
    Given the serious costs that would be created by the elimination of PIPEDA, 
    the stakes in the constitutional challenge are enormous.
    
    The federal government will likely argue that the Canadian constitution 
    grants it legislative authority to make laws in relation to trade and 
    commerce. The trade and commerce power covers both interprovincial and 
    international trade as well as general trade and commerce regulation that 
    affects the whole country.
    
    The first, fairly straightforward branch of the power assures that the 
    federal government would face little difficulty in demonstrating the 
    constitutionality of the privacy law as it applies to personal information 
    that is used for commercial purposes between provinces or internationally.
    
    The second, more general (and more contentious) branch was last the subject 
    of a Supreme Court of Canada decision in 1989 when the court established 
    five indicia to consider when assessing the validity of federal legislation 
    premised on the trade and commerce clause.
    
    The indicia include confirmation that a) the legislation is part of a 
    general regulatory scheme; b) the legislation is continuously monitored by 
    a regulatory agency; c) the legislation is concerned with trade generally 
    rather than with a particular industry; d) the legislation is of a nature 
    that the provinces jointly or severally would be incapable of enacting; and 
    e) the failure to include one or more provinces within the legislative 
    scheme would jeopardize the successful operation of the law elsewhere.
    
    Although PIPEDA may have been crafted with these five indicia in mind, 
    there are no guarantees once the law is subjected to the scrutiny of the 
    courts. The federal government will argue that the law is general in nature 
    with broad application, it is monitored by the federal privacy 
    commissioner, the provinces could not enact an equally effective statutory 
    framework, and, as the EU recognized, the failure to include a single 
    province could create a data haven that jeopardizes the protection of all 
    personal information. Whether the Canadian courts agree will have a huge 
    impact on the future of privacy in Canada.
    
    The Government of Quebec, along with PIPEDA critics, correctly claim that 
    the new federal privacy legislation comes at a cost. Where they err is in 
    failing to appreciate that the alternatives - whether the absence of 
    legislation or multiple provincial statutes - are indeed far costlier for 
    business, consumers and Canada's credibility on the global stage.
    
    
    -- 
    **********************************************************************
    Professor Michael A. Geist
    Canada Research Chair in Internet and E-commerce Law
    University of Ottawa Law School, Common Law Section
    Technology Counsel, Osler, Hoskin & Harcourt LLP
    57 Louis Pasteur St., P.O. Box 450, Stn. A, Ottawa, Ontario, K1N 6N5
    Tel: 613-562-5800, x3319     Fax: 613-562-5124
    mgeist@private              http://www.michaelgeist.ca
    
    ----- End forwarded message -----
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