FC: U.S. government patents anonymous browsing "Onion Routing" technique

From: Declan McCullagh (declanat_private)
Date: Sat Aug 18 2001 - 08:14:53 PDT

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    http://www.wired.com/news/politics/0,1283,46126,00.html
    
       Pentagon Hides Behind Onion Wraps
       By Declan McCullagh (declanat_private)
       
       2:00 a.m. Aug. 17, 2001 PDT
       
       Onions may be the secret ingredient in protecting the Pentagon's
       classified information.
       
       During an afternoon presentation at the Usenix Security conference on
       Thursday, a researcher at the U.S. Naval Research Laboratory described
       a technology known as "Onion Routing," which preserves anonymity by
       wrapping the identity of users in onion-like layers.
       
       "Public networks are vulnerable to traffic analysis. Packet headers
       identify recipients, and packet routes can be tracked," said Paul
       Syverson, who works at the NRL's Center for High Assurance Computer
       Systems. "Even encrypted data exposes the identity of the
       communicating parties."
    
       [...]
       
       Syverson said that the U.S. government was awarded patent number
       6,266,704 for Onion Routing on July 24.
       
       That announcement prompted an angry reaction from Usenix attendees,
       many of whom are programmers, security consultants and system
       administrators, who aren't big fans of software patents -- especially
       in the area of anonymous communications, where there's been so much
       prior work before the Navy ever got involved.
       
       Mathematician David Chaum, for instance, wrote an article titled
       "Untraceable Electronic Mail, Return Addresses and Digital Pseudonyms"
       for Communications of the ACM as far back as 1981. Lance Cottrell, who
       now runs anonymizer.com, wrote part of the mixmaster system in the
       early 1990s, and similar techniques were discussed on the cypherpunks
       mailing list even earlier.
       
       Syverson, who is listed on the patent with co-inventors Michael Reed
       and David Goldschlag, defended the government's move. "It is a
       necessary step for those of us working for the government to bring
       technology to the public," Syverson said.
       
       The patent describes Onion Routing, which has been the subject of
       analysis at previous security conferences, as providing "an electronic
       communication path between an initiator and a responder on a
       packet-switching network comprising an onion routing network that
       safeguards against traffic analysis and eavesdropping by other users
       of the packet switching network" such as the Internet.
    
      [...]
    
    *********
    
    http://patft.uspto.gov/netacgi/nph-Parser?Sect1=PTO1&Sect2=HITOFF&d=PALL&p=1&u=/netahtml/srchnum.htm&r=1&f=G&l=50&s1='6,266,704'.WKU.&OS=PN/6,266,704&RS=PN/6,266,704
       
       United States Patent 6,266,704 
       Reed ,   et al. July 24, 2001 
         _________________________________________________________________
       
       Onion routing network for securely moving data through communication
       networks
       
                                      Abstract
                                          
       The onion routing network is used to protect Internet initiators and
       responders against both eavesdropping and traffic analysis from other
       users of the Internet. In the onion routing of the invention, instead
       of making connections directly to a responding machine, users make
       connections through onion routers. The onion routing network allows
       the connection between the initiator and responder to remain
       anonymous. Anonymous connections hide who is connected to whom and for
       what purpose from outside eavesdroppers.
         _________________________________________________________________
       
       Inventors: Reed; Michael G. (Bethesda, MD); Syverson; Paul F. (Silver
       Spring, MD); Goldschlag; David M. (Silver Spring, MD)
       Assignee: The United States of America as represented by the Secretary
       of the Navy (Washington, DC)
       Appl. No.: 086541
       Filed: May 29, 1998
    
       [...]
    
         _________________________________________________________________
       
                                    Description
         _________________________________________________________________
       
       BACKGROUND OF THE INVENTION
       1.0 Field of the Invention
       The present invention relates to the field of moving user real-time
       data within a communication network and, more particularly, to a
       system which moves data within a communication network, such as the
       Internet, without revealing the identity of the initiator of the data,
       nor the identity of the receiver of the data, nor the content of the
       data.
       2.0 Description of the Prior Art
       The present invention is concerned with the right to privacy involved
       in electronic communication which may be better described by first
       discussing other forms of more commonly known communications.
       For example, letters sent through the Post Office are usually in an
       envelope marked with the sender's and recipient's addresses. The
       general public trusts that the Post Office does not peek inside the
       envelope, because the contents are private. The general public also
       trusts that the Post Office does not monitor who sends mail to whom,
       because that information is also considered private.
       These two types of sensitive information, the contents of an envelope
       and its addresses, apply equally well to electronic communication over
       the Internet. As the Internet becomes an increasing important part of
       modern day communication and electronic commerce, protecting the
       privacy of electronic messages also becomes increasingly important.
       Just like mail, electronic messages travel in envelopes, that is,
       electronic envelopes. Protecting the privacy of electronic messages
       requires both safeguarding the contents of their envelopes and hiding
       the addresses on their envelopes. Although communicating parties
       usually identify themselves to one another, there is no reason that
       the use of a public network, such as the Internet, ought to reveal to
       others who is talking to whom and what they are talking about. The
       first concern is traffic analysis, the latter is eavesdropping.
       By making both eavesdropping and traffic analysis hard, the privacy of
       communication is protected. However, anonymity need not be completely
       maintained because two parties communicating with each other may need
       to identify each other. For example, if a Web surfer wants to buy
       something using the electronic equivalent of cash, the purchaser may
       need to be identified to properly establish the debt being incurred;
       however, the network need not know any of this information.
       If an electronic envelope keeps its contents private, and the address
       on the envelope is also hidden, then any identifying information can
       only be inside the envelope. So for anonymous communication, we also
       should remove identifying information from the contents of an
       envelope. This may be called anonymizing a private envelope.
       An anonymous connection is a communications channel for which it is
       infeasible to determine both endpoints, that is, which principal
       initiated the communication and whom receives the communication. The
       principal initiating the connection is the initiator, and the
       principal to whom the initiator connects is the responder. The present
       invention implements a mechanism for anonymous connections that
       operates below the application layer and supports a variety of
       Internet applications, wherein the application layer is the highest
       layer within the hierarchy of the protocols being used to perform the
       data transfer.
       The usage of anonymous communication is known and generally referred
       to by the use of various terms in the art. For example, anonymous
       "Mixes" were introduced in 1985 as a store and forward mechanism for
       anonymously moving data through a network. These Mixes are not
       suitable for bidirectional real-time communication which is of
       importance to the present invention.
       Anonymous remailers, also known in the art, have been used to store
       and forward mail from a sender to a recipient without revealing the
       identity of the sender to observers of the network. Different versions
       of these remailers use Mixes in a highly application specific way
       which limits their applicability for other uses.
       Anonymous bidirectional real-time communication for Integrated Service
       Digital Network (ISDN) has also been explored, especially as in
       related phone switching means. Mixes are incorporated into an ISDN
       phone switch to permit anonymous connections between callers within
       the same ISDN switch. The usage of these anonymous connection means is
       dependent upon the characteristics of the ISDN phone switches which,
       in turn, has inherent limitations which, in turn, limit their usage.
       The first mention of near real-time Mixes for the Internet appears in
       the Pipe-Net techniques also known in the art. Pipe-Net's design
       provides fixed bandwidth, low-capacity communications channels
       strongly protected against both active and passive traffic analysis
       attacks. However, the fixed bandwidth and low-capacity communication
       limit their usage. Further, to our knowledge this Pipe-Net's design
       has never been built, fully described, nor formally published.
       The anonymizer, known in the art, provides weak protection against
       traffic analysis of World Wide Web (WEB) communications, by providing
       a centralized service that removes identifying information from the
       data stream. So called "Crowds" extends this approach to decentralize
       the proxy. However, the Anonymizer does not protect against passive
       attacks at the centralized proxy; whereas Crowds does not protect
       against global passive attacks. It is desired to provide a general
       purpose system that allows anonymous connections to move data through
       a communication network and that does not suffer the drawbacks of the
       prior art.
       OBJECTS OF THE INVENTION
       It is a primary object of the present invention to provide a system
       for electronic communications that protect the identity of the
       initiator and the intended receiver of the data, as well as the
       content of the data, from traffic analysis and eavesdropping. The
       system has variable bandwidth, high capacity, near real-time,
       bidirectional, and application independent communication
       characteristics.
       It is another object of the present invention to provide a
       subcomponent for the system that separates anonymity of the connection
       from anonymity of the data passing over the connection.
       It is still another object of the present invention to provide a
       distributed routing network, comprised of systems of the present
       invention, that can be configured in many ways to shift trust between
       network elements, thereby shifting the responsibility for the
       protection of private information to the cognizant parties. For
       example, a large company may install a system of the present invention
       on the firewall separating its protected site from the open Internet
       and, therefore, take the responsibility to protect its own
       information. This system, once instituted, would be integrated into
       the distribution routing network.
       Further still, it is an object of the present invention to provide a
       system that operates below the application layer. The system of the
       present invention supports many unmodified applications by means of
       proxies. The system of the present invention includes proxies that may
       be used for Web browsing, remote login, electronic mail and raw data
       connections.
       SUMMARY OF THE INVENTION
       The present invention is directed to a method for establishing and
       utilizing a virtual circuit for moving data for electronic
       communication within a communication network that provides application
       independent, real-time, and bi-directional anonymous connections
       throughout the communication network that are resistant to both
       eavesdropping and traffic analysis.
       The present invention provides a virtual circuit that is a pathway
       between two devices, one defined as an initiator and the other defined
       as a responder, communicating with each other in a packet switching
       system, such as the Internet. The virtual circuit comprising a
       plurality of onion routers arranged adjacent to each other and where
       adjacent onion routers maintain longstanding connections to each other
       and where each onion router has a protocol to provide communications
       therebetween.
       Each of the onion routers is responsive to an onion, having a layered
       data structure, with one layer per each of the onion routers in the
       pathway. Each layer of the onion comprises an encryption of the
       identity of the next onion router in the pathway and encryption
       material. In operation, the initiator makes a request to a proxy to
       establish the virtual circuit through the onion routers. In one
       embodiment, the proxy connects to a second proxy which then defines
       the pathway, and in another embodiment, the first proxy defines the
       pathway itself with the pathway consisting of individual paths between
       adjacent onion routers.
    
       [...]
    
    
    
    
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