FC: ACT letter says Congress must not set digital rights standards

From: Declan McCullagh (declanat_private)
Date: Tue Apr 09 2002 - 21:27:00 PDT

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    From: "Mark Blafkin" <mblafkinat_private>
    To: declanat_private
    Subject: PROPOSALS TO PROTECT DIGITAL MUSIC WILL BACKFIRE, ACT TELLS CONGRESS
    Date: Mon, 8 Apr 2002 14:52:6 -0400
    
    FOR IMMEDIATE RELEASE
    April 8, 2002
    Contact: Mark Blafkin
    (202) 331-2130 x104; mblafkinat_private
    
    GOVERMENT-MANDATED PROTECTION OF DIGITAL MUSIC WILL BACKFIRE
    ACT Tell House Committee that Many Proposals Could Hinder Innovation, Harm 
    Small Companies
    
    Washington, DC - Today, the Association for Competitive Technology (ACT) 
    sent its written comments on copyright issues related to digital music to 
    the House Subcommittee on Courts, the Internet, and Intellectual 
    Property.  The comments were filed in response to a call by the 
    subcommittee for all interested parties "to submit written views on the 
    merits of relevant digital music issues and related proposed amendments to 
    the Copyright Act."
    
    In the written comments, ACT voiced its concerns about the potentially 
    devastating effect of current proposals regarding digital music to 
    innovation and the already thriving digital rights management marketplace. 
    ACT opposes government-mandated and managed technology standards, for the 
    following reasons:
    
    •	The government should not pick winners and losers through its 
    certification process; especially while the IT industry is working to 
    achieve an open DRM standard.
    
    •	These standards will "freeze" technology by requiring government approval 
    of design changes.  Instead of real-time innovation, we could easily end up 
    with a one-size-fits-all standard.
    
    •	Publishing standards on government web sites makes it too easy for 
    hackers to circumvent.
    
    •	Innovators can't receive government certification if your copyright 
    protection technology isn't "reasonably priced" according to a current 
    draft of a legislative proposal.
    
    •	Standards-setting bodies often become captives of large companies—even in 
    industry standards organizations.   But when the standard carries the force 
    of law--allowing only "certified" tools—a few large firms could choke 
    innovation.
    
    ACT's comments are available online at www.actonline.org.
    
    For more information, please contact Mark Blafkin at 202-331-2130 x104.
    
    
    ACT is a national education and advocacy group for the technology industry. 
    Representing mostly small- and mid-sized companies, ACT is the industry's 
    strongest voice when it comes to preserving competition and innovation in 
    the high tech sector. ACT's members span the industry, including software 
    developers, systems integrators, IT consulting and training firms, and 
    e-businesses.
    
    -30-
    
    
    
    
    
    
    
    April 8, 2002
    
    F. James Sensenbrenner, Jr.
    Chairman
    John Conyers, Jr.
    Ranking Member
    Committee on the Judiciary
    
    Howard Coble
    Chairman
    Howard L. Berman
    Ranking Member
    Committee on the Judiciary, Subcommittee on Courts, Internet, and 
    Intellectual Property
    
    Chris Cannon
    Member of Congress
    Rick Boucher
    Member of Congress
    
    VIA FACSIMILE to the Subcommittee on Courts, Internet, and Intellectual 
    Property
    
    Re:  Digital Music Copyright Issues
    
    The Association for Competitive Technology (ACT) submits the following 
    views pursuant to your request for information on digital music 
    issues.   ACT represents over 3,000 information technology (IT) companies 
    and professionals, including those involved in creating solutions to 
    transmit digital content.  We strongly believe that the marketplace, 
    without the assistance of additional legislation or regulation, is in the 
    best position to respond to the demands of consumers and copyright holders.
    
    With the emergence of web-services, it is a priority to effectively respond 
    to the estimated $270 billion opportunity for digital content.  Our 
    comments are broken into two parts.  Part one is a discussion of the 
    current digital rights management (DRM) technologies as applied to digital 
    music.  Part two is a discussion of the proposed amendments to sections 109 
    and 117 of the Copyright Act as well as certain parts of proposed 
    legislation.
    
    We have limited our discussion to "relevant digital music issues" in 
    keeping with the parameters of your request.  We note, however, that many 
    of our comments can and should be applied to other forms of digital content 
    (e.g., movies, digital television broadcasts, et. al.).
    
    In preparing this document, ACT mainly drew upon the innovations in the 
    marketplace.  In addition, ACT reviewed the Library of Congress Copyright 
    Office section 104 report as required by the Digital Millennium Copyright 
    Act (DMCA), several of the public comments on this issue as well as 
    proposed legislation such as the Music Online Competition Act (MOCA).
    
    I. Overview and status of market based content management technologies
    
    Currently, the flow of legitimate online music is merely a 
    dribble.  Content owners are hesitant to release content for fear that once 
    a song is lost to digital pirates, all value in the song's investment and 
    commercial opportunities are lost as well.  Despite differences in opinion, 
    the IT industry and entertainment industry seem to agree that it's going to 
    take continued development of new technology and new business models to 
    provide DRM while expanding consumer distribution, convenience, and choice. 
    In other words, a DRM model needs to allow consumers to rent, buy, time 
    shift and place shift any piece of lawfully acquired music.
    
    Content owners, device manufactures and IT companies have agreed that the 
    successful DRM solutions will have these features:
    
    •	DRM software and devices should be so easy to use that they're nearly 
    invisible to the consumer, even as they move digital entertainment content 
    among their own household and personal devices.
    
    •	Users should be able to recombine and share any of their own digital 
    content .
    
    •	DRM solutions should be inter-operable among devices and distribution 
    channels, and the technology should have consistent enforcement of rights 
    wherever the content goes.
    
    •	DRM technology should be flexible enough to adapt to different business 
    models (e.g., charges for a single use or for a specified time period).
    
    •	DRM technology and devices should be capable of online updates with new 
    protection software.
    
    •	Content providers will need DRM databases and systems to define and 
    manage rights to their content.
    
    •	Enterprises such as corporations and educational institutions need DRM 
    systems to manage content and group rights.
    
    In the attempt to implement these features, two machine-to-machine 
    standards have emerged. The eXtensible rights Markup Language (XrML) and 
    Open Digital Rights Language (ORDL) syntaxes provide content owners the 
    opportunity to specify metadata about royalty arrangements, ownership, 
    listening limitations, and context pricing (e.g., sale or rental).  This 
    metadata is attached to the content, so it can "travel" across devices 
    without degrading the copyright.  XrML has been embraced by Microsoft and 
    is a primary feature of their DRM function.  ORDL has been submitted to 
    MPEG and incorporates Real Networks' Extensible Commerce Language.  Over 
    275 companies have licensed XrML and ORDL based technology to create 
    distribution systems for digital content.
    
    XrML and ORDL support trial use, rental and sale distribution models.  This 
    means that "old" models of selling music will find "new" viability.  For 
    example, content owners , utilizing XrML or ORDL based DRM distribution 
    systems, can provide a consumer the opportunity to listen to parts of songs 
    for free, purchase singles for a competitive price, purchase albums for 
    download to a digital device.
    
    No doubt there are challenges in balancing the rights of music owners with 
    the demands of music consumers. There should also be no doubt that 
    thousands of technology developers are racing to deliver solutions that 
    meet those challenges.  The enormous value of the music market provides a 
    powerful financial incentive for DRM innovation, but it's up to music 
    owners and music consumers to pick the winning solutions.
    
    II. The effect of legislative and regulatory proposals on market driven DRM 
    innovations
    
    Concomitant with the development of DRM technology have been a number of 
    proposals aimed at amending the Copyright Act as well as proposed 
    legislation to promote the distribution of digital music.  Given the 
    maturing market for rights management solutions, we believe that many of 
    these proposals are not warranted and could act as a disincentive for 
    competition.   One exception is the proposal to clarify, via legislation, 
    that incidental temporary copies of digital music are not subject to liability.
    
    A.  Section 109 of the Copyright Act
    
    Section 109 deals with the "first sale" doctrine, a limitation on the 
    copyright owners' exclusive right of distribution. The Copyright Office has 
    noted that the first sale doctrine is not a limit on the right of 
    reproduction.  The question facing the software community is whether a 
    change to section 109 that would allow transmission of a digital work from 
    one person to another is necessary to affect an increase in the flow of 
    digital content.  The question arises because this transmission results in 
    a reproduction on the recipient's computer, a right not currently covered 
    under section 109.
    
    Because of the unknown effect on marketplace rights management solutions, 
    there should be no change to Section 109.  Expanding the scope of section 
    109 to include a first sale for transferring digital music as many 
    commentators have urged, could cause market-driven DRM solutions to 
    increase in cost and upset the competitive process.
    
    It is clear that a first sale doctrine for transmission and deletion 
    requires "forward and delete" technology whereby a content owner can be 
    assured that the sender's copy has been deleted, therefore barring repeated 
    transmission.  There is evidence that many companies, by utilizing the XrML 
    and ORDL standards, are creating distribution systems that already comport 
    with this requirement.  In the hyper-competitive DRM market, technology 
    firms and content owners are able to monetize the solution that best meets 
    the needs of consumers and copyright holders.  ACT believes a legislative 
    or regulatory fiat requiring expansion the first sale doctrine through 
    would remove this element of competition thus diminishing the incentive to 
    innovate.
    
    Finally, with respect to the first sale doctrine, it is important to 
    understand that DRM technologies are in the role of facilitator.  ACT 
    believes that lawfully acquired digital content (music, video, et. al) can 
    and should be transferable across platforms and devices.  As mentioned 
    above, our belief is supported by the very nature of DRM technology and 
    solutions.  However, it is unnecessary and potentially anticompetitive to 
    create an outright "ban" on anticircumvention or tethering 
    technology.  Companies are fiercely competing among themselves for the 
    ability to offer digital music.  In some instances, they will offer 
    copyright holders the ability to tether and showcase the quality of their 
    anticircumvention technology to attract business.  Robust protection is an 
    important component of competition within the digital media market and 
    should not become subordinate to perceived "rights" of a broadly defined 
    "consumer" to receive digital music, irrespective of its origin.
    
    B.  Section 117 of the Copyright Act
    
    Section 117 permits the owner of a copy of a computer program to make an 
    additional copy of the program where the making of such a copy is an 
    essential step in the utilization of the computer program conjunction with 
    a much and that it is used in no other matter.  Given that temporary or 
    "buffer" copies are a characteristic of most forms of streaming digital 
    content, there is a question as to whether these copies should be precluded 
    from liability.  ACT feels that language should be added to section 117 to 
    remove any uncertainty in this regard as it will aid in the creation of 
    robust DRM solutions for streaming content.
    
    Most, if not all, technologies that allow a user (or licensee) to playback 
    streaming music involves the creation of temporary copies of the data in a 
    computer's Random Access Memory (RAM).  This data is minimal (usually a few 
    seconds of sound), cannot be accessed for another purpose and is useful 
    only to the streaming media software program.  These RAM copies are 
    essential for audio to stream smoothly.  It should come as no surprise that 
    smoothly streaming audio is a key consumer expectation.
    
    A number of courts have addressed the issue of whether these RAM copies are 
    "reproductions" subject to the meaning of "copies" in section 101 of the 
    Copyright Act.  The seminal case on this question is MAI Sys. Corp. v. Peak 
    Computer, Inc., 991 F.2d 511 (9th Cir.1993).  In MAI, the court concluded 
    that the data that is loaded into RAM constitutes a "copy" and exposes a 
    lawful licensee to a copyright action and demands for additional royalty 
    payments to the copyright holder.  It follows if the webcasters are forced 
    to pay more in royalties, the costs will be passed through to 
    consumers.  These increasing costs will drive many consumers away from 
    digital media, which will have a disastrous effect on this promising market.
    
    ACT believes that the RAM buffer "copies" of digital music should 
    constitute a fair use.  Therefore, concur with the conclusion of the 
    Copyright Office and others and advocate a statutory change to section 117 
    that reflects the fact that buffer copies are truly incidental, have no 
    independent economic significance and therefore not give rise to liability 
    from the assertion of a copyright owner's reproduction right.  One method 
    of implementing this change is to amend section 117 pursuant to section 
    6(b) of H.R. 3048 which was introduced in the 105th Congress.
    
    C. MOCA
    
    We chose to address MOCA because of the potential impact to our members and 
    the IT industry.  ACT believes its view provides a different and important 
    perspective distinct from copyright holder and digital content 
    advocates.  We limit our comments to three provisions of the bill: 1) 
    clarification of incidental and archival copying; 2) updating the 
    "ephemeral" recordings exemption; and 3) assurances of "nondiscriminatory 
    licensing."
    
    1. Incidental and Archival Copying
    
    ACT supports this provision for the reasons stated in II.B above.  In 
    addition, we agree with the fact that consumers who lawfully acquire 
    digital music should be allowed to make a copy for back-up purposes.  While 
    we acknowledge that allowing this type of archiving could create a 
    temptation for unlawful transmittal, content owners can apply existing DRM 
    solutions to prohibit unlawful use.
    
    2. Ephemeral Recordings
    
    Currently, the law allows broadcasters and webcasters to make one in-house 
    "ephemeral" copy.  Because of the protections that can be afforded to 
    digital music, ACT believes that the changes to the ephemeral recording law 
    are appropriate to reflect technological reality and encourage delivery of 
    online music.  Market conditions require that consumers wishing to access 
    streaming digital music do so through dial-up or broadband Internet 
    services.  Obviously, consumers using dial-up services need to have a 
    choice to select a slower bit rate or suffer the excruciating experience of 
    listening to a choppy playback.  Similarly, broadband users should be able 
    to select a higher bit rate or there would no incentive to use the 
    service.  Moreover, companies involved in streaming music have distributed 
    multiple servers to the "edges" of the Internet backbone to best serve 
    geographically dispersed customers.  Thus, it is necessary to have copies 
    of the music located on each of the servers!
      to realize the efficiency of distributed servers.
    
    3. "Nondiscriminatory Licensing"
    
    ACT believes that MOCA's nondiscriminatory licensing provision is 
    tantamount to compulsory licensing.  Since our formation, ACT has opposed 
    this practice in all its forms.   We believe that compulsory licensing 
    schemes erode intellectual property rights and act as a disincentive to 
    innovate.
    
    As ACT reads the "nondiscriminatory licensing" provision, if the recording 
    industry's digital music distribution sites MusicNet or Pressplay license 
    songs to one another, equal terms must be granted to any other legitimate 
    distribution site. Advocates of this approach argue that content owners 
    control the supply of songs and if they are not compelled to license them, 
    there will never be true competition among distribution services.  ACT 
    finds this argument flawed at best.  In the digital music context, record 
    companies are seeking to monetize their content.  In the absence of lawful 
    distribution methods, the record companies created their own services.  As 
    new services, using robust DRM solutions to protect copyrights, emerge 
    consumers will demand more distribution mechanisms offering specific 
    services (sampling, rental, "per song" downloading, etc.).  It seems 
    counterintuitive that record companies to reject these mechanisms by 
    withholding content when the greater distribut!
    ion would translate into increased revenues and exposure for their 
    artists.  Further, it stands to reason that if the record companies were 
    indeed withholding content in an anticompetitive manner, the antitrust laws 
    will provide the appropriate remedy.
    
    Wayne Crews of the CATO Institute has noted "Today, with electronic 
    technologies that make it easier to track files and communicate, compulsion 
    is even less defensible."  We agree.  It appears that proponents of MOCA's 
    "nondiscriminatory licensing" provision are merely trying to protect 
    middlemen and their deep-rooted business models.
    
    Conclusion
    
    We appreciate the opportunity to share our views on this important 
    subject.  Digital music, like other forms of content, provides significant 
    economic opportunities for technology entrepreneurs as well as content 
    owners.  It is clear that the IT industry is continuing to work with 
    content owners to achieve a convergence of protected, cost-effective and 
    consumer friendly solutions.  It must be said, however, that we remain 
    steadfast in opposing government-mandated and managed technology standards, 
    for several reasons:
    
    •	The government should not pick winners and losers through its 
    certification process; especially while the IT industry is working to 
    achieve an open DRM standard.
    
    •	These standards will "freeze" technology by requiring government approval 
    of design changes.  Instead of real-time innovation, we could easily end up 
    with a one-size-fits-all standard.
    
    •	Publishing standards on government web sites makes it too easy for 
    hackers to circumvent.
    
    •	Innovators can't receive government certification if your copyright 
    protection technology isn't "reasonably priced" according to a current 
    draft of a legislative proposal.
    
    •	Standards-setting bodies often become captives of large companies—even in 
    industry standards organizations.   But when the standard carries the force 
    of law--allowing only "certified" tools—a few large firms could choke 
    innovation.
    
    We look forward to discussing your findings.  As you continue to consider 
    this issue as well as the broader DRM debate, ACT stands ready to offer any 
    and all assistance.
    
    Sincerely,
    
    Jonathan Zuck
    President 
    
    
    
    
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